Oscillation generator



Feb. 19, 1952 J. BARDEEN ET AL 2,586,597

' OSCILLATION GENERATOR Original Filed June 1?, 1948 3 Sheets-Sheet 1 INPUT OUTPUT J. BARDEEN jf H. BRATTAl/V ATTORNEY 19, 5 J. BARDEEN ET AL 2,586,597

' OSCILLATION GENERATOR Original Filed June 17, 1948 3 Sheets-Sheet 2 JBARDEEN Z WH. BRATTA/N CNJ A T TORNEV 1952 J. BARDEEN ET AL 2,586,597

OSCILLATION GENERATOR Original Fil ed June 1'7, 1948 '3 Sheets-Sheet 3 =DEPTH 5 P TYPE A T TORNEV Patented Feb. 19, 1952 OSCILLATION GENERATOR John Bardeen, Summit, and Walter H. Brattain, Morristown, N. J., assignors to Bell'Telephone Laboratories, Incorporated, New York, N. Y., a

corporation of New York Original application June 1948, SerialNo.

33,466. Divided and this application September 15, 1949, Serial No. 115,836

This application is a division ofapplication Serial No. 33,466, filed June 17, 1948, now United States Patent 2,524,035. I

This invention relates to a novel method of and means for translating electrical variations for such purposes as amplification, wave generat on,

and the like.

The principal object of the invention is to amplify or otherwise translate electric signals or variations by use of compact, simple, and rugged apparatus of novel type.

Another object is to provide a circuit element for use as an amplifier or the like which does not require a heated thermionic cathode for its operation. and which therefore isimmediately operative when turned on A related'object-is to provide such a circuit element which requires no evacuated or gas-filled envelope. I

Attempts have been madein the past to convert solid rectifiers utilizing selenium, copper sul- 16 Claims. (c1.- zso' ssfide, or other semi-conductive materials into amplifiers by the direct expedient of embedding a grid-like electrode in a dielectric layer disposed between the cathode and theanode of the rectiher. The grid is supposed, by exerting an electric force at the surface of the cathode, to modify its emission and" so alter the cathode-anode current. As a practical matter it is impossible to embed a grid in a layer which is so thick as to insulate the grid from the other electrodes and v-yet so thin as to permit current to flow between them. It has also been proposed to pass a current from end to end of a strip of homogeneous isotropic semiconductive material and, by the application of a strongtr ansverse electrostatic field, to control the resistance of the strip, and

h ce h c r e through So ar as is kncwn,-..a.11 .of-such past devi s ar beyond human skill to fabricate with. the fine- 'ness necessa yvto produce amplification; In .any

event they do not appearstoshavebeen'lcommer cially successful.

Itis well known that in semiconductors there aretwjo types: of carriers of electricity which diifer in the signs of the effective mobile charges. The negatite carriers are excess electrons which are free to move, and are denotedby the term 'conduction electrons orsimply electrons. The

positive carriers are missing or defect electrons,

' and are denoted by the terni hole s. The conductivity of asemiconductor is calledex'cess or trons (Negative carriers) or holes (Positivecarriers).

When a metal electrode is placed in contact with a semiconductor'and a potential'difierence conductor, the direction of easy'current' 'flowis that in which the semiconductor is negative with respect to the electrode. With a'P-type semij conductor, the direction of easy'flow'is that which the semiconductor ispositive. A similar rectifying contact exists at the boundary between two semiconductors of opposite conductivity types This boundary may separate two semiconductor materials of different constitutions, or it may merely separate zones or regions,jwithin a"body of semiconductor material which is chemically and stoichiometrically uniform, which' exhibit different conductivity characteristics." The present invention in one form utilizes a block of semiconductor material on which three electrodes are placed. One of these, termed the collector, makes rectifier "contact with the'body of the block. The other, termed the emitter, prefierably makes rectifier contact "with the body of the block also. The third electrode, which may be designated the base electrode; preferably makes a low resistance contact with the body of 'the block. When operated as an amplifier, the

emitter is normally .biasedin the direction'Jof easy current flow with respect to the body of the semiconductor block. The nature of the emitter electrode and of that portion of the semiconduc- 'tor which is in the immediate neighb'orhoddi'of the electrode contact is such that a substantial fraction of the current from this electrode iscarried by charges whose signs are oppositeto' the signs of the mobile charges normally inex'c'css in the body of the semiconductor. Thel'collector isbiased in the reverse, or high resistance direction relative to thebody of the semiconductor. In the absence'of theemitter, the current, to the collector flows exclusively from'theba'se electrode and is impeded by the high resistance of this collector contact. The sign of the 'collectorfbias potential is such as to attract the carriers of opposite sign'which come from the emitter; The

collector is so disposed in. relation to the emitter that a large fraction of the emitter current enters the collector. Theiractionsdepends 'in part on the geometrical "disposition; or the elec- 3 trodes and in part on the bias potentials applied. As the emitter is biased in the direction of easy flow, the emitter current is sensitive to small changes in potential between the emitter and the body or the semiconductor, orbetween the emitter and the base electrode. Application of a small voltage variation between the base electrode and emitter causes a relatively large change in the current entering the semiconductor from the emitter, and a correspondingly large change in the current to the collector. One effect of the change in emitter current is to modify the total current flowing to the collector, so that the overall change in collector current may be greater than the change in the emitter current. The collector circuit may contain a load of high im pedance matched to the internal impedance ofthe collector, which, because of the high resist-r ance rectifier contact of the collector, is high. sa resu t. vol age sliipl .ficatio cu e mpl fication, and power amplification of the input signal are obtained.

Inone form, the device utilizes a block of semiconductor material, of which the main body is of one conductivity type while a very thin surface aye or film s. f oppc teccnducti type. The sorta-cc laye -i sepa a ed from e o y by a h gh resistance rectifying, barrier. The emitter and lect r electrodes make contact with this surfa layer suiilciently close Whether for mutual infiuence in the manner described above. The base electrode makes a low resistance contact with the body of the semiconductor. When suitable bias potentials are applied to the various electrodes, a current flows from the emitter into the thin layer. Owing to the conductivity of, the layer and tothe nature of the barrier, this current tends to flow laterally, in the thin layer, rather than following the. most direct path across the barrier to the base electrode. This current is composed of carriers whose signs are. opposite to the signs of the mobile charges normally in excess the body of thesemiconductor. In other wor s... e t re is a t n lay r f oppos co ductivity type immediately under the emitter electrode, the current flowing into the block in the ec o o easy flow c s s s r ely of carriers of opposite sign to those of the mobile charges, normally present in excess in the body of the block; and the presence of, these ca r creases the conductivity Of the block. The'bias voltage on the collector which, as stated above, is biased the reverse or high resistance direction relative to. the block, produces a, strong electrostatic field in a region surrounding the collector so, that the current from the emitter which enters t is re io s, d awn o h collector us. the. collector current, and hence the conductance of the unitas awhole, are increased. The size of. the region in which this strong field exists is comparatively insensitive to variations in the collector potential so that the impedance of the collector rcuit s. h h. the o er han h current from the emitter to the layer is extremely sensitive to ar a i ns of the em t er ot n a so that he m da e o t e em tt r circuit is low- It a feature of the invention that the input and'output impedances of the device are controlled by choice and treatment of the semiconductor material body and of its surface, as well as by choice of the, bias potentials of the elect odes.

The new device has come. to, be known as a. transistor.

From the standpoint of its external behavior and uses, the device of the invention resembles a vacuum tube triode; and while the electrodes are designated emitter, collector and base electrode, respectively, they may be externally interconnected in the various ways which have become recognized as appropriate for triodes, such as the conventional, the grounded grid, the grounded plate) or cathode follower, and the like. Indeed, the discovery on which the invention is based was first made with circuit connections which are extremely similar to the so-called grounded grid" vacuum tube, connections. However, the analogies among the circuits are, of course, no better than the anology between emitter and cathode, base electrode and grid, collector and anode.

By feeding back a portion of the output voltage in proper phase to the input terminals, the device may be caused to oscillate at a frequency determined by its external circuit elements, and, among other tests, power amplification was, confirmed by a feedback connection which caused it to sc ate- It, has, been found that the performance of the device is expressed, to a good approximation, by the following functional relations:

where IeF-Bmitter current.

I =collector current.

I c (V l =colleotorcurrent with emitter disconn s d.

V =voltage of emitter electrode measured with respect to the base electrode.

Vc=v0ltage of collector electrodemeasured with respectto the base electrode.

Rs: an equivalent resistance independent of bias.

=a numerical factor which depends on the bias voltages.

Irv. gives the relation between emitter current and emittervoltage with the collector circuit open. 7

The interpretation of the foregoing'Equa-tion'l is that the collector current lowers the potential of the surface of the block in the vicinity of the emitter relative to the base electrode by an amount RFIc, and thus increases the effective bias voltage on the emitter by the same amount. The term RFI'c thus represents positive feedback.

The invention will be fully apprehended from the following detailed description of one embodiment thereof, taken in connection with the appended clraw-ings, in which:

Fig. l is a schematic diagram, partly in perspective, showing a preferred embodiment of the invention;

Fig. la is a cross-section of a part of- Fig. l to a greatly enlarged scale;

Fig. 2 is the equivalent vacuum tube schematic c rcui o Eie- 1,;

Fi is a. p a vi w of the b ock f. 1 showing the disposition of the electrodes;

Bois like Fig. 3 but shows the influence 0 the collector in modifying the emitter current;

Figs. 4, 5, 6 and 7 show electrode dispositions alternative to those, of Fig. 1;

Figs. 8 and 9, show electrode structures alternative to those of Fig. l;

Fig. 10 shows a modified unit, of the invention connected for operation in the circuit of a. conventional triode; I

Fig. 11 shows another modified unit of the invention connected for operation in affgrounded plate or cathode follower circuit;

Fig. 12 shows the unit of the invention connected for self-sustained oscillation;

Fig. 13 is a diagram showing the electron potential distribution in the interior of an N-type semiconductor in contact with a metal;

Fig. 14 is a diagram showing the electron po tential distribution in the interior of a P-type semiconductor in contact with a metal;

Fig. 15 is a diagram showing the electron potential distribution in the interior of a thin P-type semiconductive layer in contact on oneside with a metal and on the other side'with a-body of N-type semiconducting material, for electrons in the conduction band (upper curves) and in the filled band (lower curves) and Fig. 16 is a diagram showing the variation of the potential distribution of curve b of Fig. 15 as a function of distance from the emitter to the collector.

The materials with which the invention deals are those semiconductors whose electrical characteristics are largely dependent on the inclusion therein of Very small amounts of significant impurities. The expression significant impurities is here used to denote those impurities which affect the electrical characteristics of the material such as its resistivity, photosensitivity, rectification, and the like, as distinguished from other impurities which have no apparent effect on these-characteristics. The term impurities is intended to include intentionally added constituents as well as any which may be included in the basic material as found in nature or as commercially available. Germanium is such a material which, along with some representative impurities, will furnish an illustrative example for explanation of the present invention. Silicon is another such material. In the case of semiconductors which are chemical compounds such 'as cuprous oxide (C1120) or silicon carbide (SiC),

deviations from stoichiometric composition may constitute significant impurities.

Small amounts, i. e., up to 0.1 per cent of impurities, generally of higher valency than the valency than the basic material, e. g., boron in silicon or aluminum in germanium, are termed .acceptor impurities because they contribute to the conductivity by accepting electrons from the atoms of the basic material in the filled band. Such an acceptance leaves a gap or hole in the filled band. By interchange of the borrowed electrons from atom to atom, these positive holes efiectively move about and constitute the carriers of current, and the material and its conductivity are said to be of the P-type.

Under equilibrum conditions, the conductivity .of an electrically neutral region or zone of such a semiconductor material-is directly related to u the concentration, of significant Donor' impurities which have given up electrons ito an'unfrlled band are. positively, charged-and -maytj.b e'thought of as fixedpositive ions. In a mesion; ora semiconductor which-has only .donor impurities.

.'.'centration of significant impurities. chemical layer and chemical barrier refer to type impurities, the concentration of conduction electrons is equal to the concentration of ionized donors. Similarly, in a region of a semiconductor which has only acceptor impurities, the concentration of holes is equal to the concentration of the negatively charged acceptor ions.

If for any reason there is a departure from electricalneutrality in a region, giving a resultant space charge, the magnitude of the conductivity, and even the conductivity type may differ from that indicated by the significant impurities. It was once thought that the high resistance barrier layer in a rectifier differs somehow in chemical constitution or in the nature of the significant impurities from the main body of the semiconductor. W. Schottky, in Zeits. f. Phys, volume 113, page 367 (1939), has shown that this is not necessary. While the concentration of carriers (mobile charges) in the barrier layer is small, the concentration of ionized impurities (fixed charges) may be the same as in the body of the semiconductor. The fixed charges in the barrier layer act in concert with induced charges of opposite sign on the metal electrode to produce a potential drop between the electrode and the body of the semiconductor. The concentration of carriers at a point depends on the electrostatic potential at that-point, and is small compared with the equilibrium concentration in the body of the semiconductor if the potential difiers from that in the body by more than a small fraction of a volt. The mathematical theory has been developed by W. Schottky and Spenke in Wiss. Veroff. Siemens Werke, vol. 18, page 225 (1939) These authors show that if the variation in electrostatic potential with depth below the surface is sufficiently large, the conductivity passes through a minimum for a certain potential and depth and the conductivity is of opposite type. for larger values of the potential corresponding to smaller values of depth. They call the region of opposite conductivity type an inversion region. It is thus possible to have at a rectifier contact a thin layer of one conductivity type next to the metal electrode, separated by a high resistance barrier from the body of opposite conductivity type.

It has been pointed out by J. Bardeen in Phys.

Rev., vol. 71, page 717 (1947) that the same sort of barrier layer that Schottky found for rectifying contacts may exist beneath the free surface of a semiconductor, the space charge of the barrier layer being balanced by a charge of opposite sign on the surface atoms. It is possible, for example, to have a thin layer of P-type' conductivity at the free surface of a block which has a. uniform concentration of donor impurities and which, therefore, has N-type conductivity in the body of the block, even though there are no actual acceptor impurities. I

To distinguish such a situation from the similar one which depends on the presence of significant chemical impurities of opposite type in a thin surface layer, the terms"physical" and chemiand the high resistance barrier which separates it from the body of the semiconductor, both of which exists as'a result of surface conditions and not as a result of a variation in the nature or con- The terms the correspondingsituation which does depend vthe other type.

,stantially complete reduction takes place.

then etched for one minute.

tion of impurities, to fabricate a block of silicon of which the main body is of one conductivity type while a thin surface layer, separated from the main body by a high resistance barrier, is of In this case the layer is believed to be chemical rather than physical. For methods of preparing such silicon, as well as for certain uses of the same, reference may be made to an application of J. H. Scaff and H. C. Theuerer, filed December 24, 1947, Serial No. 793,744

and issued Septemberlil, 1951 as Patent 2,567,970 and to United States Patents 2,402,661 and-2,402,- 662 to R. S. Ohl. Such materials are suitable I01 use in connection with the present invention. It is preferred, however, to describe the invention in connection with the material which was employed when the discovery on which the invention is based was made, namely, -N'-type germanium which has been so treated as to enable it.to withstand high voltage in the reverse direction when used as a point contactrectifier.

There are a number of methods by which the germanium and its surface may be prepared.

One such method commences with the process which forms the subject-matter of an application of J. H. Scaff and H. C. Theuerer, filed December 29, 1945, Serial No. 638,351, and which is further described in Crystal Rectifiers by H. C. Torrey and C. A. Whitmer, Radiation Laboratory Series No. 15 (McGraw-Hill, 1948). Briefly, germanium dioxide is paced in a porcelain dish and reduced to germanium in. a furnace in an atmosphere of hydrogen. After a preliminary low heat, the temperature is raised to 1,000 C. at which the germanium is liquefied and sub The charge is then rapidly cooled to room temperature, whereup it may be broken into pieces of convenient size for the next step. The charge is now placed in a graphite crucible and heated to liquefaction in an induction furnace in an atmosphere of helium and then siowly cooled from the bottom upwardly by raising the heating coil at the rate of about /8 inch per minute until the charge has fully solidified. It is then cooled to room temperature.

The ingot is next soaked at a low heat of about 500 C. for 24 hours in a neutral atmosphere, for example of helium after which it is allowed to cool to room temperature.

In the resulting heat-treated ingot, various parts or zones are of various characteristics. In particular, the central part of the ingot is of N-type material capable of withstanding a back voltage, in the sense in which this term is employed in the rectifier art, of 100-200 volts. It is this material which it is preferred to employ in connection with the present invention.

This material is next cut into blocks of suitable size and shape for use in connection with the invention. A suitable shape is a disc shaped block of about A; inch diameter, and 3 2 inch thickness. The block is then ground flat on both sides, first with 280 mesh abrasive dust, for exam ple, carborundum, and then with 600 mesh. It is The etching solution may consist of 10 0.0. of concentrated nitric acid, 5 cc. of commercial standard (50 per cent) hydrofiuroic acid, and 10 cc. of water, in which a small amount, e. g. 0.2 gram, of copper nitrate has been dissolved. This etching treatment enables the block to withstand high (rectifier) back voltages.-

may have occurred in the course of the plating process, the unplated side may be subjected to a repetition of the etching process.

The block may now be given an anodic oxidation treatment, which may be carried out in the following way. The block is placed, plated side down, on a metal bed-plate which is connected to the positive terminal of a source of voltage such as a battery, and that part of the upper (unplated) surface which is to be traced is covered with polymerized glycol boriborate, or other preferably viscous electrolyte in which germanium dioxide is insoluble. An electrode of inert metal, such as silver, is dipped into the liquid without touching the surface of the block and is connected to a negative battery terminal of about -22.5 volts. Current of about 1 milliampere commences to flow for each square centimeter of block surface, falling to about 0.2 milliampere per cm. in about 4 minutes. The electrode is then connected to the 45 volt battery terminal. The initial current is about 0.7 miiliampere per cmfi, falling to 0.2 milliampere .per cm. in about 6 minutes. The electrode is then connected to the -90 volt battery terminal. The initial current is now about 0.5 milliampere per cm. falling to about 0.15 milliampere per cm. in 10 to20 minutes.

The battery is then disconnected, the block is removed and washed clean of the glycol borate with warm water, and dried with fine paper tissue. Finish drying has been successfully carried out by placing the block in a vacuum chamber and applying radiant heat. Either the heat or the vacuum may be sufficient, but both together are known to be. If spot electrodes are required on the upper surface as later described, they may be evaporated on in the course of the finish drying process. The germanium block is now ready for use. p

The foregoing oxidation process, however, is not essential. Amplification has been obtained with specimens to which no surface treatment has been applied subsequent to the etch, other than the electrical forming process described below.

Fig. 1 shows a block I of germanium which has been prepared in the foregoing manner, and Fig. 1c shows the central part of the block I in section and to an enlarged scale. Referring to Figs. 1 and 1a together, the lower part of the block I, whose surface is plated with a metal film 2 serving as the base electrode, is known to be of N-type. The thin layer 3 at the upper surface manifests P-type conductivity in which case, as is well known, the boundary 4 separating this P-type layer from the N-type material of the main body of the block behaves like a high resistance rectifying barrier. A first electrode 5, denoted the emitter, makes contact with the upper face of the block, i. e., with the P-type layer 3, preferably somewhere near its center, or at least several point diameters removed from the nearest edge. This contact is preferably of the rectifier type with respect to the body of the block I. It may comprise a bent wire of 'springy material, from 0.5 to 5 mils in diameter, preferably pointed at the contact and electrolytically or by'grindvacuum tube counterpart ing. Processes for forming the points on such wires are described in United States Patent 2,430,028 to W. G. Pfann, J. H. Scaif and A. H. White. The point of the wire is brought into contact with the upper surface 3 of the block with a force of 1 to grams, whereupon a cold flow .of the metal of the point takes place, causing it to conform to any minute irregularities of the.

block surface. To this end the wire of the point should be ductile as compared with the material of the block. Tungsten, copper and phosphor bronze are examples of suitable materials.

A second electrode 6, denoted the collector, makes contact with the upper face 3 of the block vvery close to the emitter 5. Best results have been obtained when the separation, measured along the surface of the block, between the collector and the emitter, is from 1 to 10 mils. -This electrode 6 should make rectifier contact with the block and may be a pointed spring wire, .formed and placed as above described in connection with the emitter 5. On the other hand. it may comprise a small spot of metal, for ex- .ample, gold, which has been evaporated onto the .upper surface of the block in the course of the final drying operation, and through which a central hole has been pierced (see Fig. 6) or across ,which a diametral slot has been cut (see Fig. 7). Evaporation of such a spot or film of metal onto -the.upper face after completion of the anodic oxidation process described above results in a non-ohmic rectifier junction or connection.

A third connection, termed the base electrode, is made, by soldering or otherwise, to the metal film 2 which has been plated onto the lower sur- -;face of the block I. p

While the'unit is now ready for use, its operation can generally be improved by an electrical forming process, in which a potential in excess of the peak back voltage'is applied to either one or :both of the point electrodes 5, 6, i. e., between it and; the base electrode 2. The unit is protect ed from injury by heavy currents by inclu- .sion of a resistor in series. The effect of this :treatment is believed to lie in a concentrated ,application of electric field and heat to the ma- .terial in the immediate neighborhood of the 5 point, and so in an improvement of the electrical characteristics of the contact. A Biasvoltages are now applied to the electrodes, ,a-small bias, usually positive, on the emitter of .the order of a fraction of a volt and a larger negative bias on the collector, usually in the range from 5 to -50 volts, measured, in each case, from the bodyof the block to the point electrodes. These bias potentials may be obtained from bat- .teries 1, 8 connected as shown or otherwise, as ,desired.

A load of 1,000 to 100,000 ohms may now be connected in circuit with the collector, for example by way of an output transformer 9, and a .signal to be amplified may be applied between .the emitter and the base electrode, for example ,by; way of an input transformer I0. The conrnections may be those of the conventional triode .as indicatedin Fig. 10, or of the so-called grounded plate or cathode-follower, as in Fig. 11. ,In these figures the input signal is symbolically represented-by a source II and the load by an ,output resistor RL. Discovery of the amplifying properties of the device was made, however, with the grounded base circuit of Fig. 1, of which the is the so-called grounded grid connection of Fig. 2. (The principal-distinguishing feature of this circuit as em ployed with a vacuum tube triode is that the load current flows through the source. This does not hold for the unit of the present invention, because the base electrode may draw substantial current.) The device as thus connected has given power gains of more than a factor of 15. Operating data on .three different samples are given in the following table:

- Confirmation of the presence of power amplification has been obtained by feeding back a part of the output voltage to the input circuit, as by way of the coupling between the windings of a transformer [2, as in Fig. 12 whereupon sustained self-oscillation took place.

It is to be noted that in the case of the No. 1 sample of the foregoing table, the power gain exceeds the voltage gain by a factor of Inasmuch as, in any amplifying device which gives both power gain and voltage gain, the current gain is the quotient of the two, it is evident that sample No. 1 manifests a current gain of 1.3.

Without necessarily subscribing to any particular theory, the following hypothesis is presented to account for the experimentally .determined facts, with all of which it is consistent. It is believed that the preparation of the semi-conductor material and its surface treatment result in the formation of an oxide film, and, below it, of a layer or film 3 of P-type conductivity on the surface of the block, separated from the main body, which is of N-type, by a high resistance barrier 4. The oxide film is removed by washing. This P-type layer is very thin, perhaps 10- cm. in thickness, but the N-type body of the block provides all necessary support for it, and also provides a low impedance path to the base electrode 2. Its presence is confirmed by the fact that, particularly with featherweight forces on the contact points 5, 6 and with small voltages applied to them, P-type rectifier characteristics have sometimes been obtained. (P-type and N- type rectifier characteristics and their significanoe and differences are discussed in United States Patent 2,402,839 to R. S. Ohl.) But when the mechanical force on the contact point is increased to 10 grams or so and the voltage applied to it is raised to /2 volt or so, the rectifier characteristic is observed suddenly to shift from P-type to N-type. Furthermore, potential probe measurements on the surface of the block, made with the collector disconnected, indicate that the major part of the emitter current travels on or close to the surface of the block, substantially laterally in all directions away from the emitter 5 before crossing the barrier 4. These measurements indicate the presence of a conducting layer at the surface of the block, which by inference is of P-type. In case the treatment stops with the etching process, the'layer from the P-type layer.)

'. tor.

thickness.

'collector B. collector 6, a variation of several volts on the collector makes very little difference in the strength or the extent of the field which surrounds it, and therefore has but a secondary collected by the collector. 'collector operates under conditions which are -1 l is believed to be physical. If it includes the further anodic oxidation step, the layer is believed to be chemical, but its'nature has not been definitely established.

It is believed that the P-type layer on the germanium surface of the preferred embodiment is not greatly altered when a contact is made with a metal point. When a small positive bias 'is applied to the emitter, and a current flows,

the carriers are largely those of the surface layer, that is; holes ratherthan conduction electrons. The potential probe measurements discussed above indicate that the concentration of holes, and thus the conductivity, in the vicinity of the emitter point, increase with increasing forward current. directions from the emitter before crossing the high resistance barrier 4.

This hole current spreads out in all With the collector circuit open, it then makes its way throughout the body of the block to the plated lower surface- '2. (In the N-type body of the block, the current may take the form of a flow of electrons upward to neutralize the downward flow of holes In the absence of the collector electrode 3, this current is the only current. Its path is indicated in Fig. la by stream lines I 3.

Nowwhen the collector 6 contact is made, and a negative bias potential is applied to it, of from 5 to 50 volts, a strong electrostatic field appears across the P-type layer 3, and across the high resistance barrier 4-, being maintained by the fixed positive charges in the N-type body material in the immediate vicinity of the collec- The barrier and the P-type layer together are believed to be of the order of cm. in Thus with 10 volts across a space of 10" cms, the average strength of this field is .of the order of 10 volts per cm., being greatest at the collector and extending in. all directions from the collector, and is indicated in Fig. la.

by the broken line I l, within which some of the -fixed positive charges are indicated by plus signs.

It is in order that the material shall be able to support a large voltage drop across this region that material of the so-called high back voltage type is preferred.

Now when the current of positive holes as indicated by stream lines l5 comes within the influence of this field, the holes are attracted to the region of lowest potential, namely, to the point at which the collector electrode 6 makes effect on the fraction of the emitter current In other words the close to saturation, and the alternating current For maximum On the other hand, variation of a signal which may be applied to the input terlminals and so impressed on these electrodes, for example, by way of the transformer if effects compared with the layer thickness.

ployed as may seem desirable.

a large variation in the emitter current and therefore in the collector current. Hence an amplified replica of the input signal voltage appears across the load resistor.

As shown in Fig. 1a, it is preferred that the area of contact of each of the two point electrodes with the surface of the block be large as This reduces the actual contact resistance as compared with the resistance encountered by the current flowing laterally in the surface layer itself; i. 'e., the spreading resistance of the layer.

When the collector electrode 6 is a single pointed wire or an evaporated metal spot, a fraction of the emitter current, after spreading out laterally in the P-type layer 3, eventually finds its way across the barrier 4 to the plated electrode 2 on the lower face of the block, i. e., to the base electrode. This situation is depicted in Fig. 3 which is a plan view of the block showing current stream lines l3 diverging in all directions from the emitter. The current stream lines I3 are straight in the absence of the collector field. When the collector field i4 is present the current field is distorted as in Fig- 3a which shows that even with a single collector electrode 6 more than half of the emitter current can be collected. In fact, the fraction of the emitter current which reaches the collector may in favorable cases be as high as per cent.

To increase this ratio, especially in the case of units in which this ratio is less favorable, requires a modified electrode arrangement. Obviously, if the strong field l4 sourrounding the collector 6 were to overlap or include the emitter 5, substantially all of the emitter current would be collected. This, however, would involve a loss of control. A solution is to provide two collectors 6, 6a, as in Fig. 4, or three 6,60, 61), as in Fig. 5, symmetrically disposed about the emitter 5. Evidently with such an arrangement a considerably greater fraction of the emitter current is collected. In each case the boundaries of the collecter field are indicated by broken lines M. The several collectors may be connected together and as many may be em- Pursuing this solution still further leads to the ring collector 6d of Fig. 6, in which case the collector field l4 bears the shape of a semitorus. Its trace on the plane of the block surface is shown by the broken lines Ma, Mb. The two semicircular spots 86, 6 of Fig. 7 are the substantial equivalent of the circle of Fig. 6.

Further increase'may be made in the effective resistance of the barrier 4 and therefore in the internal resistance of the emitter-base electrode circuit and of the ratio of the collector current to the emitter current, by restricting the area of the barrier 4 itself to a comparatively small region surrounding the emitter 5 and the collector 6. This may be accomplished by restricting the area of the block I which is subjected to the anodic oxidation treatment or by machining the block after treatment. In the former case the result is a bowl-shaped P-layer 3', bounded by a bowl-shaped barrier 4', as shown in Fig. 11, and in the latter case it is a block I having the form of a truncated pyramid, with the barrier 4 close to the smallest face, as indicated in Fig. 10.

In the event that the spring feature is not desired for the emitter and collector contact points, various alternative structures may be employed. 'For example,'two sides of a wedgeshaped piece of insulating material l6 may be plated with metal films as in Fig. 8, one 5! to serve as emitter and the other 6! as collector.

Or a cone-shaped piece I! may be plated over its conical surface and a wire inserted through; a central hole as in Fig. 9. The central wire 52 is preferably employed as the emitter and the surrounding plate film 62 as collector. The cone and the wedge serve to hold the interelectrode capacities to a minimum while keeping the contacts close together where they bear against the surface of the semiconductor.

Further understanding of the considerations which govern the thickness of the P-type surface layer may be had from the following considerations, which apply specifically to a chemical layer.

conductor in contact with a metal. As above stated, the N-type material of the semiconduc--- tor contains fixed or bound positive charges.

Fig. 13 is a plot of the electrostatic potential within the body of an N-type 'semi- They are believed to be distributed with fair" uniformity in depth to a certain distance, beyond which the material is electrically neutral,

because the bound positive charges are balanced by equal negative (electron) charges. In accordance with Poissons equation:

,where V is the potential a; is the distance, measured from the metal into the semiconductor p is the charge density, and f Y '6 is the dielectric constant of the material.

,Assuming the charge density p to be uniform,

,two integrations give the potential as a function of depth. When plotted, it is a parabola. In

the figure, negative potential has been plotted upward. The vertical rise Ee from the Fermi level to the terminus of the curve, i. e., to its intercept with the potential axis, represents the energy which must be imparted to an electron the height Eh of the terminus of the curve from .1

'the Fermi level represents the energy which must be given to a positive hole to cause it to leave the metal and enter the semiconductor.

Fig. 15 is a composite diagram showing, in the .upper curves, the electron energy and in the lower "curves the hole energy, within a semiconductor which comprises a thin layer of P-type material sent the'conditions when'a small negative bias is applied to the semiconductor block I with respect to the emitter 5, and the upper curves as, ha, of each group represent the conditions when a signal applied between the emitter and the control electrode further reduces the potential of the block. Evidently the alteration of the block potential with respect to the emitter operates in each case to increase the effective thickness of the P-type layer and so the density of holes and the layer conductivity. Such an increase in conductivity with increase in the forward bias has been observed in connection with the potential probe measurements referred to above. 1 The rounded peak of the hole potential curve lies below the Fermi level. The greater the thickness of the P-type layer, the more the terminus of this curve falls below the Fermi level, i. e., the greater the magnitude of Eh, and the greater the difficulty for holes to leave the metal of the emitter and enter the semiconductor. Similarly, the thinner the P-type layer, the less is the 'magnitude of Eh, and the greater the easewith which holes move from the metal of the emitter to the semiconductor and enter it. On the other hand, if the P-type layer is too thin, the conductivity of the layer, which is related to the width of the approximately fiat portion of the upper part of the curve. In of Fig. 15 will be small. In the vicinity of the collector electrode, the thickness of the P-type layer should be sufiiciently small so that the rectification characteristic of the collector is determined primarily by the body of the semiconductor and not by the layer. If, now. the collector is biased in the reverse direction relative to the body, most, of the drop from the high voltage on the electrode occurs in the immediate vicinity of the collector, so that the impedance of the collector circuit is high.

The P-type layer is preferably adjusted to an optimum thicknesslying between these extremes. Best results are believed to be obtained when its thickness is such that'the terminus of the curve separated from a body of N-type material by a barrier. The fixed charges are negative in the .P-type material and positive in the N-type, and i 'for simplicity are assumed to be distributed uniformly in each zone. Integration of the charge density, twice, in accordance with Poissons equation gives the lowermost curves, a, b of the two groups, which represent equilibrium conditions and which, but for an additive constant Eg, are

alike. The constant Eg represents the energy difference between the filled band and the conduction band for the particular material.

:: 1Themiddle curves, m, In, of each group reprej'tivityis givenby falls slightly below the rounded peak. Holes can enter the semiconductor without great difficulty, and tend to collect in the region of greatest negative potential as a cloud of mobile positive charges. They then diifuse away from the emitter-laterally in Fig. 1, perpendicular to the paper in Fig. 15some of the them entering the field M of the collector 6. v

Because the right-hand part of the lower curve falls well below the left-hand part, positive holes can cross the barrier only with difficulty. Because the P-type layer is thin, the energy Eh, required to cause holes to, enterithe layer, is small. Therefore holes enter easily under the infiuence of the positive. bias on the emitter 5 and collectin the layer, like air bubbles as it were, at the top of a liquid in a closed vessel. They may easily travel in the layer and parallel with it.

The sense in which, and the reason why the barrier existspseparating a region of P-type conductivity from a region of N-type conductivity, despite the fact that the semiconductor material itself may be chemically and stoichiometricall uniform, may be explained as followsi Fromelementary considerations, the'conduc- C='n1e1 t1+nze2p2 "(3) f f I r r n1, c1, ,4 are the electron density, the electronic charge; and the electrons mobility, respectively,-and c vi.

potential.

m, 82', #2 are; they corresponding quantities; for posi.--

tive. holes.

It is known that i e V where Ve is the height of the. electron space potential curve (a of Fig. 15) above the. Fermi level, and Vh is, correspondingly, the height of the Fermi level above. the hole space potential curve (b of Fig. 15) and A1, A2 K, and T. are. constants for a given temperature. Inasmuch as the. potential diiierence between thetwo kinds of space potential curves is a constant Eg, the conductivity may be. written C" A me e -l- Azmeie Since the factor Aimei doesv not. differ greatly in magnitude from the factor Azpzez, it is a simple matter of calculation to show that this expression is a. minimum when vane i. e., that the resistivity of the material is greatest at the depth at which the (1 curves and the b curves of Fig. 15 lie at equal distances above and below the Fermi level, respectively; and that, furthermore, the resistivity departs rapidly from this maximum, value as the space potential Va and Vii. depart from equality. If

the hole conductivity is. greater than the electron conductivity, and the conductivity is P- type.

Fig. 16 is. a three. dimensional representation of the conditions which the holes encounter in the course of their travel in, the layer from the emitter to the collectorin the figure, parallel with the Y axis. As. in. Fig. 15,. the X axis represents depth measured into the semiconductor and the V axis which is drawn to an approximately logarithmic scale, represents negative As the holes approach the collector the peak of the potential curve becomes less and less pronounced until finally, at the collector, the region. of lowest potential, to which the holes flow, is the collector itself, where they are withdrawn.

Of that part of the emitter current which crosses the barrier, a certain fraction crosses it again in. the vicinity of. the collector and. is collected, thus forming a part of the collector current. The foregoing hypothesis as to the mechanism by which amplification is obtained applies to this fraction of the current as well as to, the fraction which proceeds entirely within the layer.

The collector current contains still another component, which consists of a. flow of electrons from-the. collector to the base electrode, cross.- ing the barrier once on its way. A hypothesis as to the manner in which this current component takes part in the amplification process is as follows:

There is a potential hill at the contact point between the collector electrode and the surface layerwhich offers an impedance to the flow oi electrons from the electrode into the semiconductor. In the absence of bias, the height of this hill, indicated by EC in Figs. 13 and 15, is the energy required to take an electron from the metal and place it in the conduction band of the semiconductor. When the collector is biased in the reverse direction, the effective height of the hill, and so the impedance of the contact point, are reduced by the electric field across the layer and barrier which acts in such a direction as to pull electrons from the electrodes. The effect is to increase the flow of electrons into the semiconductor in a way which is similar to the enhancement of current from a thermionic cathode by field-induced emission. When the emitter is connected, and a current of holes flows to the collector, the accumulation of the positive charges of these holes in the vicinity of the collector tends to make the potential fall more rapidly with depth into the material, and so results in an increase in field and a decrease in the effective height of the hill, i. e., in the impedance of the contact point. Thus any increase in that component of the collector current which originates at the emitter is accompanied by a corresponding increase. in the other component of the collectorcurrent, namely, in the flow of electrons to the base electrode. Hence the total change in. collector current may be greater than the change in the emitter current.

From the foregoing description it will be clear that if it is desired to employ a semiconductor block of which the main body is of the, P-type so that the conductivity of the thin surface layer, whether due to impurities or to space charge efiects, is of N-type, the polarities of all the bias sources of Figs. 1, 10, 11 and 12 are to be reversed. It is also to be understood that the magnitudes of the biases for best operation will depend on the semiconductor material employed and on its heat treatment and processing. Furthermore, it is possible to use aP-type layer of one semiconductor material on an N-type body of some other semiconductor material or vice versa. All such variations are contemplated as being within the spirit of the invention.

The invention, is not to be. construed as limited to the particular forms disclosed herein, since these are to be regarded as illustrative rather than restrictive.

What is claimed is:

1. An oscillation generator which comprises'a block of semiconductive material of which the body is of one conductivity type and a thin surface layer, separated from the body by a high resistance barrier, is of the opposite conductivity type, two closely-spaced metal point electrodes in contact with said layer, biasing means for adjustin the resistance of one of said contacts to a low value and the resistance of the other of said contacts to a high value, a base electrode connected to the body, an input circuit including said base electrode, a work circuit connected to said point contacts, and means for feeding back energy from said work circuit to said input circuit to sustain self-oscillations.

' 2; An oscillation generator which comprises a.

block of semiconductivematerial orwhich the body is of one conductivity type and athin surduct in the reverse direction, a base electrode connected to the body, an input circuit including said first electrode, a work circuit connected to said second electrode, and means for feeding back energy from said work circuit to said input circuit to sustain self-oscillations.

3. An oscillation generator which comprises a block of high back voltage semiconductive'material of which the body of one conductivity type and a thin surfacel'ayer'isof the opposite conductivity type, two closely-spaced electrodes making rectifier contact with said layer, biasing means for adjusting the resistance of one of said contacts to a low value, and the resistance of the other of said contacts to a high value, a

base electrode connected to the body, sin input; circuit including said first electrode and said base electrode, a Work circuit including said second electrode and said base electrode, and means for feeding back energy from said work circuit to said input circuit to sustain self-oscillations.

4. An oscillation generator which comprises a body of semiconductor material, an emitter electrode and a collector electrode making rectifier contact with said body, a base electrode making low resistance contact with said body, means'for biasing said emitter electrodeto conduct in the forward direction and'said collector to conduct in the reverse direction, an input circuit including two of said electrodes, an output circuit including the third of said electrodes and one of the first two electrodes, and regenerative feedback means coupling said output circuit to said input circuit.

5. In combination with an oscillation generator as defined in the preceding claim, tuning means for promoting feedback of energy from the output circuit to the input circuit at a desired frequency.

6. An oscillation generator which comprises a body of semiconductor material, an emitter electrode and a collector electrode making rectifier contact with said body, a base electrode making low resistance contact with said body, means for biasing said emitter electrode to conduct in the forward direction and said collector to conduct in the reverse direction, and a regenerative feedback coupling from said collector to said emitter.

7. An oscillation generator which comprises a body of semiconductive material, electrodes making rectifier contact with said body, biasing means for adjusting the first rectifier contact to conduct in the forward direction and the second rectifier contact to conduct in the reverse direction, a third electrode connected to the body, an input circuit including said first electrode and said third electrode, a work circuit including said second electrode and said third electrode, and means for feeding back energy from said Work circuit to said input circuit to sustain selfoscillations.

8. An oscillation generator which comprises a block of semiconductive material, two rectifier contacts thereon, a third contact thereon, a load, sources of bias voltage, a circuit extending between :said third contact and the first of said rectifier contacts including one-of said bias sources poled for forward rectifier currentnow through said first rectifier contact, 'a circuit extending from the other rectifier contact through said load to one of the two other mentioned contacts and including a source of bias voltage 'poled for reverse rectifier current flow through said other rectifier contact, and a regenerative feedback coupling from the second-named circuit to the first-named circuit.

9. An oscillation generator which comprises a block of semiconductor material characterized by an'excess of internal mobile charges of onesign under equilibrium conditions, a first electrode making rectifier contact with said block, means for biasing said electrode to inject into said'block a forward direction current of charges of signs opposite to the signs of said internal mobile charges, said injected charges acting to increase the conductivity of the block to said internal mobile charges, a second electrode making rectifier contact with said block, means for'biasing said second electrode to conduct out of said-block a reverse direction current of said injected charges and into said block a reverse direction current of said internal mobile charges, whereby the second electrode current substantially exceeds the first electrode current, and connections for feeding back to the first electrode a fraction under equilibrium conditions, a first electrode making rectifier contact with said block, means for biasing said electrode to inject into said block a forward direction current of charges of signs opposite to the signs of said internal mobile charges, said injected charges acting to increase the conductivity of the block to said internal mobile charges, a second electrode making rectifier contact with said block, means for biasing said second electrode to conduct out of said block a reverse direction current of said injected charges and into said block a reverse direction current of said internal mobile charges, whereby the second electrode current exceeds the first electrode current, connections for feeding back to the first electrode a fraction of the energy of the second electrode current equal to the energy of the first electrode current and in phase coincidence therewith, and tuning means to promote said feedback at a desired frequency.

11. A circuit element which comprises a block of semiconductive material of which the main body is of one conductivity type while a thin surface layer is of the opposite conductivity type, an emitter electrode making contact with the surface layer, a collector electrode making contact with the block and disposed to collect current spreading from the emitter electrode, a base electrode making contact with the block, an input circuit interconnecting the base electrode with the emitter electrode, an output circuit including the collector electrode, said element providing power amplification as between a signal applied to the input circuit and a signal appearing in the output circuit, and means for feeding back energy regeneratively from said output circuit to said input circuit.

12. An oscillation generator which comprises a semiconductive supporting body, a thin surface layer of semiconductor material supported by an in electrical contact with said body and difiering in conductivity type therefrom. an emitter electrode making contact with said layer, a collector electrode in contact with a different part of the body from the part contacted by said emitter electrode and disposed to collect current spreading from said emitter electrode, and a base electrode making contact with the body, input terminals connected to two of said electrodes, output terminals connected to one of said two lastnamed electrodes and the third of said electrodes, and a regenerative feedback path coupling said output terminals to said input terminals.

13. An oscillation generator which comprises a semiconductive supporting body, a thin surface layer of semiconductor material supported by and p in electrical contact with said body and differing in conductivity type therefrom, an emitter electrode making contact with said layer, a collector electrode in contact with a difierent part of the body from the part contacted by said emitter electrode and disposed to collect current spreading from said emitter electrode, and a base electrode making contact with the body. means for biasing the emitter electrode for conduction in the forward direction, means for biasing the collector electrode for conduction in the reverse direction, input terminalsconnected to two of said electrodes, output terminals connected to one of said two last-named electrodes and the third of said electrodes, and a feedback path coupling said output terminals regeneratively to said input terminals.

14. An oscillation generator which comprises a transistor having three electrodes, an input circuit connected to two of said electrodes, an output 20 circuit connected to one cf'said two last-named electrodes and to the third of said electrodes, and a regenerative feedback path coupling the output circuit to the input circuit.

15. In combination, a transistor having an emitter electrode, a collector electrode and a base electrode, an input circuit including said emitter electrode and said base electrode, an output circuit including said collector electrode and said base electrode, and a regenerative feedback path coupling said output circuit to said input circuit.

16. A circuit element which comprises a body of semiconductor material, one portion of which is of one conductivity type and another portion of which is of different conductivity type, an emitter electrode engaging the first portion or the body, a collector electrode engaging the body to collect current flowing to the body by way of said emitter electrode, a base electrode providing a low resistance connection to said other portion of the body to vary the magnitude of said current, and a regenerative feedback path coupling the collector electrode to the emitter electrode.

. JOHN BARDEEN.

WALTER H. BRATTAIN.

REFERENCES CITED The following references are of record in the file of this patent:

UNITED STATES PATENTS Number Name Date 1,745,175 Lilenfield Jan. 28, 1930 1,900,018 Lilenfield Mar. 7, 1933 2,469,569 O-hl May 10, 1949 2,524,035 Bardeen et a1 Oct. 3, 1950 

